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CRD 167729
FARGO, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M•••••• R•••••• P••• | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY AND TREASURER | E | yes | 04/2013 | Apr 11, 2017 | Feb 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | n/a | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $149M | $223M | -33.1% | $225M | -12.7% | 1 | 1 | 0 | 0 |
| $149M |
| $3.4M |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2023 | Feb 26, 2024 | $223M | $3.3M | 1 | 1 | 0 | n/a | n/a |
| 2022 | Jan 17, 2023 | $194M | $3.0M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Feb 24, 2022 | $225M | $3.4M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Mar 1, 2021 | $210M | $3.2M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Jan 24, 2020 | $209M | $2.8M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Jan 16, 2019 | $176M | $2.6M | 1 | 1 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $170M | $2.6M | 1 | 1 | 0 | n/a | n/a |