DFX Intelligence

C••• J••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant33 years in industry

C••• J••••••• R•••••

Advisor at E•••••• S•••••• P•••••• W•••••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:9bed6c1e-d1f1-b9f5-dded-10c9ee9c24c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• S•••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• S•••••• P•••••• W•••••	Independent wealth	Feb 16, 2021	n/a	yes	MINNEAPOLIS, MN	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Sep 10, 2019	Jan 21, 2021	no	MINNETONKA, MN\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	E•••••• S•••••• P•••••• W•••••	Jan 21, 2021	Feb 16, 2021	26	Firm change	Ibd to RIA
E•••• S••••••••• L••	P••• A••••• S••••••••• L••	Sep 3, 2019	Sep 10, 2019

Relationships

Registered with (4)

→ E•••••• S•••••• P•••••• W•••••Registered adviserregistration: current employment
Feb 16, 2021 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 10, 2019 to Jan 21, 2021factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 24, 2017 to Sep 3, 2019factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bed6c1e-d1f1-b9f5-dded-10c9ee9c24c3
First observed: Feb 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.