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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FREED INVESTMENT GROUP, LLC

CRD 140679

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bede892-1c95-d0bb-1e89-0a935acbe771

Data as of Feb 18, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2017 to Feb 18, 2021
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $225MItem 5.F on the latest filing (2021-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $225M
Private client RAUM: $223MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 242
Individual clients: 33
High net worth clients: 48
Custody, client assets: $35.0M
SEC number: 801-110942
CRD: 140679
Filings on the tape: 8
First filed: Jun 30, 2017
Latest filed: Feb 18, 2021
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ENCARNATION, DENNIS, JOSEPH	Member	D	yes	03/2016	Jun 30, 2017	Feb 18, 2021
FREED, KENNETH	CHIEF COMPLIANCE OFFICER & MEMBER	D	yes	04/2006	Jun 30, 2017	Feb 18, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KENNETH FREED & COMPANY, PC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2020	Feb 18, 2021	$225M	$225M	5	2	n/a	n/a
2019	Mar 16, 2020	$171M	$171M	5	3	n/a	n/a
2018	Feb 28, 2019	$134M	$134M	5	3	n/a	n/a
2017	Mar 28, 2018	$141M	$141M	4	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$225M	$171M	31.5%	$141M	16.9%	5	5	0	0

Relationships

Controls (2)

← FREED, KENNETHOwnerCHIEF COMPLIANCE OFFICER & MEMBER, ownership code D, individual
Jun 30, 2017 to presentfactForm ADV
← ENCARNATION, DENNIS, JOSEPHOwnerMEMBER, ownership code D, individual
Jun 30, 2017 to presentfactForm ADV

Dated events

Occurred
Jun 30, 2017
First Form ADV filing
Freed Investment Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bede892-1c95-d0bb-1e89-0a935acbe771
First observed: Jun 30, 2017
Last observed: Feb 18, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FREED INVESTMENT GROUP, LLC

CRD 140679

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bede892-1c95-d0bb-1e89-0a935acbe771

Data as of Feb 18, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ENCARNATION, DENNIS, JOSEPH

Member

yes

03/2016

Jun 30, 2017

Feb 18, 2021

FREED, KENNETH

CHIEF COMPLIANCE OFFICER & MEMBER

yes

04/2006

Jun 30, 2017

Feb 18, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KENNETH FREED & COMPANY, PC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 18, 2021

$225M

n/a

2019

Mar 16, 2020

$171M

n/a

2018

Feb 28, 2019

$134M

n/a

2017

Mar 28, 2018

$141M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$225M

$171M

31.5%

$141M

16.9%