DFX Intelligence

S••• C••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

S••• C••••• A••••

Advisor at S•••••••• A••••••• L••

GREENVILLE, SC | SIMPSONVILLE, SC

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Search this name across graphsid dfx:ria:9bf39c34-9b34-bf19-8b89-b62399915ddc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Sep 22, 2025	n/a	yes	GREENVILLE, SC\|SIMPSONVILLE, SC	Current employment
F••••• V•••••	Independent wealth	Aug 9, 2021	Jun 30, 2025	no	GREENVILLE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• V•••••	S•••••••• A••••••• L••	Jun 30, 2025	Sep 22, 2025	84	Firm change	RIA to ibd
R•••••• J•••• • A••••••••• I•••	F••••• V•••••	Aug 6, 2021	Aug 9, 2021

Relationships

Registered with (3)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Sep 22, 2025 to presentfactForm ADV
→ F••••• V•••••Registered adviserregistration: previous registration
Aug 9, 2021 to Jun 30, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2018 to Aug 6, 2021factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
S••• C••••• A•••• left F••••• V••••• for S•••••••• A••••••• L•• (registered 2025-09-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bf39c34-9b34-bf19-8b89-b62399915ddc
First observed: Oct 25, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.