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RIA / WealthAdvisor29 years in industry

NICOLAS JOHANN KNAPIK

Advisor at AVIDIAN WEALTH SOLUTIONS

Jenson Beach, FL | HOUSTON, TX

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Search this name across graphsid dfx:ria:9c140880-e834-bdc8-8c5a-1b3a60c1660e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIDIAN WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 5, 1997
First registration: Feb 5, 2004
Dual registered: no
Other names: NICK KNAPIK|NICOLAS J. KNAPIK
IAPD individual key: 2917447

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Jan 19, 2023	n/a	yes	Jenson Beach, FL\|HOUSTON, TX	Current employment
RJ CAPITAL LLC	Former SEC adviser	Jan 11, 2019	Jul 28, 2023	no	Jensen Beach, FL\|HOUSTON, TX	Previous registration
RJ CAPITAL, LLC	Former SEC adviser	Feb 16, 2016	Jan 11, 2019	no	HOUSTON, TX	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Oct 21, 2014	Apr 20, 2016	no	SARASOTA, FL\|Tampa, FL	Previous registration
RJ CAPITAL, LLC	Former SEC adviser	Aug 16, 2012	Nov 14, 2014	no	HOUSTON, TX	Previous registration
THE MUTUAL FUND STORE	n/a	May 4, 2009	Nov 1, 2012	no	HOUSTON, TX	Previous registration
THE MUTUAL FUND STORE	n/a	Apr 28, 2009	Dec 20, 2012	no	SUGAR LAND, TX	Previous registration
THE MUTUAL FUND STORE	n/a	Nov 7, 2006	Nov 29, 2007	no	OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	n/a	Oct 27, 2006	Nov 1, 2012	no	HOUSTON, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 17, 2004	Jul 28, 2005	no	WEST HARTFORD, CT	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 5, 2004	Aug 6, 2004	no	Ga	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RJ CAPITAL LLC	AVIDIAN WEALTH SOLUTIONS	Jul 28, 2023	Jan 19, 2023	-190	Firm change after gap	RIA to RIA
RJ CAPITAL, LLC	RJ CAPITAL LLC	Jan 11, 2019	Jan 11, 2019	0	Channel change	Other
MERCER GLOBAL ADVISORS INC.	RJ CAPITAL, LLC	Apr 20, 2016	Feb 16, 2016	-64	Firm change after gap	Other
RJ CAPITAL, LLC	MERCER GLOBAL ADVISORS INC.	Nov 14, 2014	Oct 21, 2014	-24	Firm change	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Dec 20, 2012	May 4, 2009	-1,326	Firm change after gap	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Nov 1, 2012	Nov 7, 2006	-2,186	Firm change after gap	Other
THE MUTUAL FUND STORE	RJ CAPITAL, LLC	Nov 1, 2012	Aug 16, 2012	-77	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	THE MUTUAL FUND STORE	Jul 28, 2005	Oct 27, 2006	456	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
297839:127186:TX:2023-07-28	Jul 28, 2023	Jan 19, 2023	HOUSTON, TX	Firm change after gap
118931:297839:TX:2019-01-11	Jan 11, 2019	Jan 11, 2019	HOUSTON, TX	Firm change

Relationships

Registered with (6)

→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: current employment
Jan 19, 2023 to presentfactForm ADV
→ RJ CAPITAL LLCRegistered adviserregistration: previous registration
Jan 11, 2019 to Jul 28, 2023factForm ADV
→ RJ CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 16, 2016 to Jan 11, 2019factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Oct 21, 2014 to Apr 20, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Apr 28, 2009 to Dec 20, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 17, 2004 to Jul 28, 2005factForm ADV

Dated events

Occurred
Jul 28, 2023
Advisor changed firm
Nicolas Johann Knapik left Rj Capital Llc for Avidian Wealth Solutions (registered 2023-01-19)
Form ADVobserved 4 days ago