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Advisor at COMMONWEALTH FINANCIAL NETWORK
Canandaigua, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 12, 2024 | n/a | yes | Canandaigua, NY | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jan 6, 2023 | Aug 13, 2024 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | COMMONWEALTH FINANCIAL NETWORK | Aug 13, 2024 | Aug 12, 2024 | -1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:8032:NY:2024-08-12 | Aug 13, 2024 | Aug 12, 2024 | ROCHESTER, NY | Firm change |