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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)48 years in industry

DAVID GEORGE EDGERTON

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SCOTTSDALE, AZ | GALENA, OH

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Search this name across graphsid dfx:ria:9c41563c-9f9c-37e9-720e-b82ab7047b31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Aug 28, 1985
First registration: Jan 1, 2000
Dual registered: yes, broker-dealer
Other names: D G EDGERTON
IAPD individual key: 75549

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jan 10, 2022	n/a	yes	GALENA, OH\|SCOTTSDALE, AZ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Jan 14, 2022	no	GALENA, OH	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Feb 7, 2011	Sep 18, 2020	no	GALENA, OH	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Jul 16, 2009	Sep 2, 2009	no	GALENA, OH	Previous registration
EDGERTON FINANCIAL COMPANY, INC.	n/a	Jan 1, 2000	Dec 31, 2007	no	GALENA, OH\|GALENA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jan 14, 2022	Jan 10, 2022	-4	Firm change	Ibd to RIA
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
MUTUAL SERVICE CORPORATION	SSN ADVISORY, INC.	Sep 2, 2009	Feb 7, 2011	523	Firm change after gap	Other
EDGERTON FINANCIAL COMPANY, INC.	MUTUAL SERVICE CORPORATION	Dec 31, 2007	Jul 16, 2009	563	Firm change after gap	Other

Relationships

Registered with (5)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Jan 14, 2022factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Feb 7, 2011 to Sep 18, 2020factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jul 16, 2009 to Sep 2, 2009factForm ADV
→ EDGERTON FINANCIAL COMPANY, INC.Registered adviserregistration: previous registration
Jan 1, 2000 to Dec 31, 2007factForm ADV

Dated events

Occurred
Jan 14, 2022
Advisor changed firm
David George Edgerton left Securities America Advisors, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2022-01-10)
Form ADVobserved 6 days ago