DFX Intelligence

J•••••••• L••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••••••• L••• P•••••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO | NEW YORK, NY

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Search this name across graphsid dfx:ria:9c6133d1-3b46-cc6c-beaf-091b70412baa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 12, 2026	n/a	yes	NEW YORK, NY\|ST. LOUIS, MO	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Apr 2, 2025	Aug 11, 2026	no	Larchmont, NY\|Scarsdale, NY\|New York, NY\|New York City, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Aug 11, 2026	Aug 12, 2026	1	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:19616:NY:2026-07-28	Aug 11, 2026	Aug 12, 2026	NEW YORK CITY, NY	Firm change

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 2, 2025 to Aug 11, 2026factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c6133d1-3b46-cc6c-beaf-091b70412baa
First observed: Apr 2, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.