DFX Intelligence

H••••• B•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst43 years in industry

H••••• B•••••• A•••••••

Advisor at D•••• I••••••••• M••••••••• L••

San Francisco, CA

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Search this name across graphsid dfx:ria:9c652707-5795-7707-39cd-51173a4d6d95

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 18, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• I••••••••• M••••••••• L••	Independent wealth	Apr 1, 2022	n/a	yes	San Francisco, CA	Current employment
L•••	Independent wealth	Jan 4, 2021	Dec 22, 2022	no	SAN FRANCISCO, CA\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••	D•••• I••••••••• M••••••••• L••	Dec 22, 2022	Apr 1, 2022	-265	Firm change after gap	RIA to RIA
Q•••••• C•••••• M•••••••••	L•••	Dec 23, 2020	Jan 4, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
269866:149596:CA:2022-12-20	Dec 22, 2022	Apr 1, 2022	LOS ANGELES, CA	Firm change after gap
143150:269866:CA:2020-12-23	Dec 23, 2020	Jan 4, 2021	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ D•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV
→ L•••Registered adviserregistration: previous registration
Jan 4, 2021 to Dec 22, 2022factForm ADV
→ Q•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2010 to Dec 23, 2020factForm ADV
→ Q•••••• C•••••• M••••••••• C•Registered adviser

Dated events

Occurred
Dec 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c652707-5795-7707-39cd-51173a4d6d95
First observed: Oct 18, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.