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RIA / WealthPrivate fundventure capital fund3(c)(7)

FLOODGATE FUND III, L.P.

advised by FLOODGATE

Delaware, United States

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Search this name across graphsid dfx:ria:9c6da103-57a7-263c-8f01-a44b00f72dc0

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 29, 2024
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Floodgate Fund III, L.P.

Venture fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: FLOODGATECRD 160983
Fund type: Venture Capital Fund
Latest reported GAV: $12.6Mgross asset value on Schedule D 7.B(1), as of 2024-03-29; never fund size
Peak reported GAV: $144M
Beneficial owners: 12
Minimum investment: $800,000
Owned by the adviser: 200%
Owned by funds of funds: 5900%
Owned by non-US persons: 5000%
Clients solicited: no
Form D file number: 021-145691an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Mar 30, 2012
Last reported: Mar 29, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 15
Fund id: 805-9446866036

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 29, 2024	$12.6M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 30, 2023	$14.4M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 30, 2022	$39.2M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 30, 2021	$30.7M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Jul 22, 2020	$38.2M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 30, 2020	$38.2M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 28, 2019	$62.1M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 30, 2018	$77.3M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 29, 2017	$124M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 29, 2016	$144M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 27, 2015	$118M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 31, 2014	$94.4M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Apr 1, 2013	$99.2M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Dec 12, 2012	$86.7M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.
Mar 30, 2012	$86.7M	12	$800,000	200.0%	yes	FLOODGATE FUND III, L.P.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SAN FRANCISCO	California	United States	no	8-7221
PACIFIC WESTERN BANK	PACIFIC WESTERN BANK	Carlsbad	California	United States	no	n/a
STIFEL BANK	STIFEL BANK	ST. LOUIS	Missouri	United States	no	n/a

Relationships

Advises (1)

← FLOODGATERegistered adviserVenture Capital Fund, ERA
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c6da103-57a7-263c-8f01-a44b00f72dc0
First observed: Mar 30, 2012
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLOODGATE FUND III, L.P.

advised by FLOODGATE

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c6da103-57a7-263c-8f01-a44b00f72dc0

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 29, 2024

$12.6M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 30, 2023

$14.4M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 30, 2022

$39.2M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 30, 2021

$30.7M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Jul 22, 2020

$38.2M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 30, 2020

$38.2M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 28, 2019

$62.1M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 30, 2018

$77.3M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 29, 2017

$124M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 29, 2016

$144M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 27, 2015

$118M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 31, 2014

$94.4M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Apr 1, 2013

$99.2M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Dec 12, 2012

$86.7M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Mar 30, 2012

$86.7M

$800,000

200.0%

yes

FLOODGATE FUND III, L.P.

Custodian

Legal name

City

State

Country

Related person

SEC number

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SAN FRANCISCO

California

United States

8-7221

PACIFIC WESTERN BANK

Carlsbad

California

United States

n/a

STIFEL BANK

ST. LOUIS

Missouri

United States

n/a