DFX Intelligence

K•••• B•••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

K•••• B•••••• R•••••••••

Advisor at P•••••• I••••••••• A•••••••• L••

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:9c71266c-f5b5-eb98-5bc3-4b1e2fc6e261

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• I••••••••• A•••••••• L••	Independent wealth	Jun 22, 2021	n/a	yes	BATON ROUGE, LA	Current employment
C••••• A••••••• L••	Former SEC adviser	Jul 5, 2018	Nov 7, 2019	no	BATON ROUGE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P•••••• I••••••••• A•••••••• L••	Nov 7, 2019	Jun 22, 2021	593	Firm change after gap	Ibd to new firm
O••••••••• S••••••••• I•••	C••••• A••••••• L••	Jul 12, 2018	Jul 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:10299:LA:2018-07-12	Jul 12, 2018	Jul 5, 2018	BATON ROUGE, LA	Firm change

Relationships

Registered with (3)

→ P•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jul 5, 2018 to Nov 7, 2019factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2017 to Jul 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c71266c-f5b5-eb98-5bc3-4b1e2fc6e261
First observed: Oct 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.