DFX Intelligence

B•••• S• B••••••• • A••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

B•••• S• B••••••• • A••••••••• I•••

CRD 156653

GREENWICH, CT

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Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 1
Observed: Feb 14, 2012 to Mar 30, 2022
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

B•••• S• B••••••• • A••••••••• I•••

Real estate fund manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $176M••• Locked
Discretionary RAUM: $176M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••• R••• E••••• F••• I• L•••	Hedge Fund	$343,190	Mar 26, 2020	55	Feb 14, 2012	dropped	021-149961
B••••••• F••• I••• L•••	Hedge Fund	$215,591	Mar 26, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• B••••• S•••••	PRESIDENT, SHAREHOLDER OF REGISTRANT	E	yes	01/1993	Feb 14, 2012	Mar 30, 2022
E••••••••• M••••••	CHIEF COMPLIANCE OFFICER, TREASURER OF REGISTRANT	Na	yes	02/2012	Feb 14, 2012	Mar 30, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• C••••••••• F••• G•• L••	n/a	n/a	n/a	Y	no	n/a
B••••••• F••• V• G•• L••	n/a	n/a	n/a	N	yes	n/a
B••••••• F••• V• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$176M	$228M	-23.1%	$369M	-22.0%	15	15	0	0

Relationships

Controls (2)

← E••••••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, TREASURER OF REGISTRANT, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← B•••••••• B••••• S•••••OwnerPRESIDENT, SHAREHOLDER OF REGISTRANT, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV

Advises (4)

→ B••••••• F••• I••• L•••Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Mar 26, 2020factForm ADV
→ B••••••• R••• E••••• F••• I• L•••

Dated events

Order

Occurred
3 Nov 2022
Ria registration change
••• Locked
Form ADV
Occurred
31 Jan 2018
Regulatory AUM changed
••• Locked
Form ADV
down $157M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 14, 2012
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.