DFX Intelligence

B•••••• M•••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

B•••••• M•••• F•••••••

Advisor at C•••• P•••••• W••••• A•••••••• L••

SAN LUIS OBISPO, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• P•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• P•••••• W••••• A•••••••• L••	Independent wealth	Oct 16, 2020	n/a	yes	SAN LUIS OBISPO, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Apr 4, 2016	Sep 14, 2020	no	Arroyo Grande, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••• P•••••• W••••• A•••••••• L••	Sep 14, 2020	Oct 16, 2020	32	Firm change	Ibd to new firm
W•••• F•••• A•••••••	C••••••••• F•••••••• N••••••	Mar 16, 2016	Apr 4, 2016

Relationships

Registered with (4)

→ C•••• P•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 16, 2020 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Apr 4, 2016 to Sep 14, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 28, 2014 to Mar 16, 2016factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 17, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.