DFX Intelligence

A•••• K•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

A•••• K•••••• S••••

Advisor at V•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 6, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 19, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••••	State registered	Jan 21, 2015	n/a	yes	BRENTWOOD, TN\|Bowling Green, KY	Current employment
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Jun 2, 2014	n/a	yes	Brentwood, TN\|Bowling Green, KY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• P• T••••• • C•••••• C•••••• M••••••••• L••	S••••• O•• S••••••••• I•••	Jul 5, 2014	Jun 2, 2014	-33	Firm change after gap	Other
G•••••••• F••••••••• I••	J• P• T••••• • C•••••• C•••••• M••••••••• L••	Mar 30, 2010	Mar 30, 2010

Relationships

Registered with (6)

→ V•••••••••Registered adviserregistration: current employment
Jan 21, 2015 to presentfactForm ADV
→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Jun 2, 2014 to presentfactForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 30, 2010 to Jul 5, 2014factForm ADV
→ G•••••••• F••••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 6, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.