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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

LOREN CAVAT BAILEY

Advisor at LIFEMARK SECURITIES CORP.

Mt. Vernon, NY | LEESBURG, VA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFEMARK SECURITIES CORP.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Aug 22, 1997
First registration: Jul 18, 2005
Dual registered: yes, broker-dealer
Other names: LOREN BAILEY
IAPD individual key: 2693049

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Sep 30, 2022	n/a	yes	Mt. Vernon, NY\|LEESBURG, VA	Current employment
CLIENT FIRST CAPITAL, LLC	Independent wealth	Aug 2, 2019	Sep 30, 2022	no	New York, NY\|SAN DIEGO, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 14, 2019	no	NEW YORK, NY\|NEW YORK, NY\|Staten Island, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 18, 2005	Oct 1, 2012	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLIENT FIRST CAPITAL, LLC	LIFEMARK SECURITIES CORP.	Sep 30, 2022	Sep 30, 2022	0	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	CLIENT FIRST CAPITAL, LLC	Aug 14, 2019	Aug 2, 2019	-12	Firm change	Wirehouse to new firm
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LIFEMARK SECURITIES CORP.Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ CLIENT FIRST CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 2, 2019 to Sep 30, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 14, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 18, 2005 to Oct 1, 2012factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Loren Cavat Bailey left Client First Capital, Llc for Lifemark Securities Corp. (registered 2022-09-30)
Form ADVobserved 4 days ago