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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STONE LION L.P.

CRD 157391

NEW YORK, NY

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Search this name across graphsid dfx:ria:9c8aca02-dbf3-bb7c-7fa8-7aa1a6e8fd79

Data as of Mar 31, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2012 to Mar 31, 2018
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $193MItem 5.F on the latest filing (2018-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $193M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 18
Private funds: 9Schedule D 7.B(1)
Private fund GAV: $193Mgross asset value as reported per fund; never fund size
Custody, client assets: $193M
SEC number: 801-73812
CRD: 157391
Filings on the tape: 13
First filed: Feb 14, 2012
Latest filed: Mar 31, 2018
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PERMAL STONE LION FUND LTD.	Hedge Fund	$62.5M	Mar 31, 2018	19	Feb 14, 2012	reported	n/a
SL PUERTO RICO FUND L.P.	Hedge Fund	$41.6M	Mar 31, 2018	17	Feb 27, 2015	reported	021-234911
LLSM II L.P.	Hedge Fund	$32.7M	Mar 31, 2018	12	Mar 30, 2015	reported	021-235768
STONE LION PORTFOLIO L.P.	Hedge Fund	$23.1M	Mar 31, 2018	1	Feb 14, 2012	reported	021-134541
SL PUERTO RICO FUND II L.P.	Hedge Fund	$14.6M	Mar 31, 2018	4	Feb 27, 2015	reported	021-234913
LLSM L.P.	Hedge Fund	$6.8M	Mar 31, 2018	1	Aug 20, 2013	reported	021-198947
P STONE LION IE	Hedge Fund	$4.6M	Mar 31, 2018	4	Nov 20, 2015	reported	n/a
SL LIQUIDATION FUND LP	Hedge Fund	$4.1M	Mar 31, 2018	1	Mar 21, 2013	reported	021-188361
HHLF L.P.	Hedge Fund	$3.0M	Mar 31, 2018	1	Aug 20, 2013	reported	021-198927

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANLEY, GREGORY, AUGUSTINE	LIMITED PARTNER	C	yes	08/2008	Feb 14, 2012	Mar 31, 2018
HANLEY, GREGORY, AUGUSTINE	MANAGING MEMBER	Na	yes	08/2008	Feb 14, 2012	Mar 31, 2018
MINTZ, ALAN, JAY	LIMITED PARTNER	C	yes	08/2008	Feb 14, 2012	Mar 31, 2018
MINTZ, ALAN, JAY	MANAGING MEMBER / CCO	Na	yes	08/2008	Feb 14, 2012	Mar 31, 2018
SL CAPITAL PARTNERS LLC	GENERAL PARTNER	Na	yes	08/2008	Feb 14, 2012	Mar 31, 2018
SLCP PARTNERS L.P.	INDIRECT OWNER	E	yes	08/2008	Feb 14, 2012	Mar 31, 2018
SLCP PARTNERS LP	LIMITED PARTNER	E	yes	08/2008	Feb 14, 2012	Mar 31, 2018
TUDOR SPECIAL HOLDINGS LLC	LIMITED PARTNER	A	no	08/2008	Mar 30, 2017	Mar 31, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HHLF LLC	n/a	n/a	n/a	Y	yes	n/a
LLS GP L.P.	n/a	n/a	n/a	N	yes	n/a
SL LIQUIDATION LLC	n/a	n/a	n/a	Y	yes	n/a
SLPR GP L.P.	n/a	n/a	n/a	N	yes	n/a
STONE LION GP L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 31, 2018	$193M	$193M	4	3	0	9	$193M
2016	Mar 30, 2017	$731M	$731M	11	6	n/a	9	$731M
2015	Mar 30, 2016	$1.1B	$1.1B	15	9	n/a	9	$1.1B
2014	Mar 30, 2015	$1.7B	$1.7B	18	10	n/a	8	$1.7B
2013	Mar 21, 2014	$1.7B	$1.7B	18	11	n/a	5	$1.7B
2012	Mar 21, 2013	$1.2B	$1.2B	15	8	n/a	3	$1.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$193M	$731M	-73.6%	$1.7B	-51.7%	4	11	0	n/a

Relationships

Advises (9)

→ STONE LION PORTFOLIO L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ P STONE LION IEPrivate fundHedge Fund, IA
Nov 20, 2015 to presentfactForm ADV
→ PERMAL STONE LION FUND LTD.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ SL PUERTO RICO FUND L.P.Private fundHedge Fund, IA
Feb 27, 2015 to presentfactForm ADV
→ LLSM II L.P.Private fundHedge Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ SL PUERTO RICO FUND II L.P.Private fundHedge Fund, IA
Feb 27, 2015 to presentfactForm ADV
→ HHLF L.P.Private fundHedge Fund, IA
Aug 20, 2013 to presentfactForm ADV
→ LLSM L.P.Private fundHedge Fund, IA
Aug 20, 2013 to presentfactForm ADV
→ SL LIQUIDATION FUND LPPrivate fundHedge Fund, IA
Mar 21, 2013 to presentfactForm ADV

Controls (4)

← HANLEY, GREGORY, AUGUSTINEOwnerLIMITED PARTNER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV
← MINTZ, ALAN, JAYOwnerLIMITED PARTNER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV
← SL CAPITAL PARTNERS LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 14, 2012 to presentfactForm ADV
← SLCP PARTNERS L.P.OwnerINDIRECT OWNER, ownership code E, domestic entity
Feb 14, 2012 to presentfactForm ADV

Owns (1)

← TUDOR SPECIAL HOLDINGS LLCOwnerLIMITED PARTNER, ownership code A, domestic entity
Mar 30, 2017 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2018
Regulatory AUM changed
Stone Lion L.P. reported RAUM $192.8M, down 74% from $731.4M (2017-03-30 to 2018-03-31)
Form ADVobserved 5 days ago
$-539M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c8aca02-dbf3-bb7c-7fa8-7aa1a6e8fd79
First observed: Feb 14, 2012
Last observed: Mar 31, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STONE LION L.P.

CRD 157391

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c8aca02-dbf3-bb7c-7fa8-7aa1a6e8fd79

Data as of Mar 31, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PERMAL STONE LION FUND LTD.

Hedge Fund

$62.5M

Mar 31, 2018

Feb 14, 2012

reported

n/a

SL PUERTO RICO FUND L.P.

Hedge Fund

$41.6M

Mar 31, 2018

Feb 27, 2015

reported

021-234911

LLSM II L.P.

Hedge Fund

$32.7M

Mar 31, 2018

Mar 30, 2015

reported

021-235768

STONE LION PORTFOLIO L.P.

Hedge Fund

$23.1M

Mar 31, 2018

Feb 14, 2012

reported

021-134541

SL PUERTO RICO FUND II L.P.

Hedge Fund

$14.6M

Mar 31, 2018

Feb 27, 2015

reported

021-234913

LLSM L.P.

Hedge Fund

$6.8M

Mar 31, 2018

Aug 20, 2013

reported

021-198947

P STONE LION IE

Hedge Fund

$4.6M

Mar 31, 2018

Nov 20, 2015

reported

n/a

SL LIQUIDATION FUND LP

Hedge Fund

$4.1M

Mar 31, 2018

Mar 21, 2013

reported

021-188361

HHLF L.P.

Hedge Fund

$3.0M

Mar 31, 2018

Aug 20, 2013

reported

021-198927

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANLEY, GREGORY, AUGUSTINE

LIMITED PARTNER

yes

08/2008

Feb 14, 2012

Mar 31, 2018

HANLEY, GREGORY, AUGUSTINE

MANAGING MEMBER

yes

08/2008

Feb 14, 2012

Mar 31, 2018

MINTZ, ALAN, JAY

LIMITED PARTNER

yes

08/2008

Feb 14, 2012

Mar 31, 2018

MINTZ, ALAN, JAY

MANAGING MEMBER / CCO

yes

08/2008

Feb 14, 2012

Mar 31, 2018

SL CAPITAL PARTNERS LLC

GENERAL PARTNER

yes

08/2008

Feb 14, 2012

Mar 31, 2018

SLCP PARTNERS L.P.

INDIRECT OWNER

yes

08/2008

Feb 14, 2012

Mar 31, 2018

SLCP PARTNERS LP

LIMITED PARTNER

yes

08/2008

Feb 14, 2012

Mar 31, 2018

TUDOR SPECIAL HOLDINGS LLC

LIMITED PARTNER

08/2008

Mar 30, 2017

Mar 31, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HHLF LLC

n/a

yes

n/a

LLS GP L.P.

n/a

yes

n/a

SL LIQUIDATION LLC

n/a

yes

n/a

SLPR GP L.P.

n/a

yes

n/a

STONE LION GP L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 31, 2018

$193M

2016

Mar 30, 2017

$731M

n/a

$731M

2015

Mar 30, 2016

$1.1B

n/a

$1.1B

2014

Mar 30, 2015

$1.7B

n/a

$1.7B

2013

Mar 21, 2014

$1.7B

n/a

$1.7B

2012

Mar 21, 2013

$1.2B

n/a

$1.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$193M

$731M

-73.6%

$1.7B

-51.7%

n/a