This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HSBC SECURITIES (USA) INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Oct 4, 2021

First registration

Apr 9, 2024

Dual registered

yes, broker-dealer

Other names

MILLENE NEUMAYR GOMES SINI|MILLENE NEUMAYR GOMES|MILLENE GOMEZ NEUMAYR

IAPD individual key

7393491

• Occurred

  May 20, 2026
  Advisor changed firm

  Millene Gomez-Neumayr left J.P. Morgan Securities Llc for Hsbc Securities (Usa) Inc. (registered 2026-06-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9c990e01-296a-23a9-42dd-16d1fd3da19a

First observed

Apr 9, 2024

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.