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RIA / WealthAdvisor36 years in industry

JEFFREY JOSEPH PRESOGNA

Advisor at I.M.S. WEALTH MANAGEMENT, LLC

ERIE, PA

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Search this name across graphsid dfx:ria:9c998f17-696d-8157-7da2-5413b5d53b96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I.M.S. WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 1, 2002
First registration: May 14, 2002
Dual registered: no
Other names: JEFFREY JOSEPH PRESOGNA
IAPD individual key: 4488078

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I.M.S. WEALTH MANAGEMENT, LLC	State registered	Dec 11, 2012	n/a	yes	ERIE, PA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 10, 2009	Dec 7, 2012	no	ERIE, PA\|ERIE, PA	Previous registration
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	May 4, 2004	Mar 22, 2007	no	ERIE, PA	Previous registration
FDX ADVISORS, INC.	Asset manager	May 14, 2002	May 4, 2004	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	I.M.S. WEALTH MANAGEMENT, LLC	Dec 7, 2012	Dec 11, 2012	4	Firm change	Ibd to state RIA
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	EQUITABLE ADVISORS, LLC	Mar 22, 2007	Sep 10, 2009	903	Firm change after gap	Other
FDX ADVISORS, INC.	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	May 4, 2004	May 4, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ I.M.S. WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 11, 2012 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 10, 2009 to Dec 7, 2012factForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
May 4, 2004 to Mar 22, 2007factForm ADV
→ FDX ADVISORS, INC.Registered adviserregistration: previous registration
May 14, 2002 to May 4, 2004factForm ADV

Dated events

No dated event names this entity yet.