DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 28, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| A••••••••• L••• | Other adviser | Feb 1, 2017 | Sep 24, 2026 | no | LOS ANGELES, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• L••• | U•• F•••••••• S••••••• I••• | Sep 24, 2026 | Aug 28, 2026 | -27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108477:8174:CA:2026-09-23 | Sep 24, 2026 | Aug 28, 2026 | SAN DIEGO, CA | Firm change |