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Advisor at WELLS FARGO ADVISORS
CORAL GABLES, FL | WESTON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 5, 2021 | n/a | yes | WESTON, FL|CORAL GABLES, FL|CORAL GABLES, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Mar 16, 2021 | no | WESTON, FL|WESTON, FL|PLANTATION, FL|SUNRISE, FL|COOPER CITY, FL|SUNRISE, FL|PLANTATION, FL|DAVIE, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 15, 2010 | Oct 1, 2012 | no | NORTH LAUDERDALE, FL|PLANTATION, FL|PLANTATION, FL|SUNRISE, FL|DAVIE, FL|HIALEAH, FL|DAVIE, FL|SUNRISE, FL|WESTON, FL|WESTON, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 4, 2003 | Aug 2, 2006 | no | FT. LAUDERDALE, FL|FT.LAUDERDAL, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Mar 16, 2021 | Mar 5, 2021 | -11 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CHASE INVESTMENT SERVICES CORP. | Aug 2, 2006 | Jul 15, 2010 | 1,443 | Firm change after gap | Other |