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RIA / WealthAdvisor30 years in industry

David Kevin Giegel

Advisor at SOWELL MANAGEMENT

Birmingham, AL | NORTH LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:9cc7e3d6-912d-a6a9-aa6e-cc48c5991a9f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 8, 2019
First registration: Jul 9, 2019
Dual registered: no
Other names: David Kevin Giegel|David K Giegel
IAPD individual key: 7083796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOWELL MANAGEMENT	Independent wealth	Dec 1, 2025	n/a	yes	NORTH LITTLE ROCK, AR\|Birmingham, AL	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Nov 8, 2021	Dec 3, 2025	no	BIRMINGHAM, AL	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Feb 13, 2020	Nov 18, 2021	no	Birmingham, AL	Previous registration
EDWARD JONES	National bd RIA	Jul 9, 2019	Aug 8, 2019	no	ST LOUIS, MO\|Birmingham, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	SOWELL MANAGEMENT	Dec 3, 2025	Dec 1, 2025	-2	Firm change	Ibd to RIA
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	STONEX ADVISORS INC.	Nov 18, 2021	Nov 8, 2021	-10	Firm change	Other
EDWARD JONES	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Aug 8, 2019	Feb 13, 2020	189	Firm change	Other

Relationships

Registered with (4)

→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Nov 8, 2021 to Dec 3, 2025factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2020 to Nov 18, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 9, 2019 to Aug 8, 2019factForm ADV

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
David Kevin Giegel left Stonex Advisors Inc. for Sowell Management (registered 2025-12-01)
Form ADVobserved 6 days ago