DFX Intelligence
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Reading the graph
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Advisor at G••••• W••••• M••••••••• I•••
Orchard Park, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Aug 1, 2024 | n/a | yes | Orchard Park, NY | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | May 14, 2021 | Aug 2, 2024 | no | Clarence Center, NY|AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | G••••• W••••• M••••••••• I••• | Aug 2, 2024 | Aug 1, 2024 | -1 | Firm change | Ibd to ibd |
| G••••• W••••• M••••••••• I••• | K••••• A••••••• S•••••••• L•• | May 14, 2021 | May 14, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120894:283330:NY:2021-05-14 | May 14, 2021 | May 14, 2021 | CLARENCE CENTER, NY | Firm change |
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Jan 19, 2021 | May 14, 2021 | no | Clarence Center, NY | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | May 22, 2014 | Oct 21, 2020 | no | BUFFALO, NY|WILLIAMSVILLE, NY|WILLIAMSVILLE, NY | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| E•••••••• A•••••••• L•• | G••••• W••••• M••••••••• I••• | Oct 21, 2020 | Jan 19, 2021 | 90 | Firm change | Ibd to ibd |