DFX Intelligence

J••••• A••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••• A••••• D••••

Advisor at B••• W••••• A•••••••• I•••

WEST HAVEN, UT

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Search this name across graphsid dfx:ria:9cd35963-340b-1442-061a-807a58499d70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• A•••••••• I•••	Independent wealth	Nov 10, 2015	n/a	yes	WEST HAVEN, UT	Current employment
E•••••••• A•••••••• L••	National bd RIA	Apr 11, 2005	Nov 10, 2015	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|CLINTON, UT\|SALT LAKE CITY, UT\|OGDEN, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	B••• W••••• A•••••••• I•••	Nov 10, 2015	Nov 10, 2015	0	Firm change	Other

Relationships

Registered with (2)

→ B••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 10, 2015 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 11, 2005 to Nov 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cd35963-340b-1442-061a-807a58499d70
First observed: Apr 11, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.