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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

MATTHEW JOHN ARNDT

Advisor at GALLATIN FINANCIAL ADVISORS, LLC

MEQUON, WI

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Search this name across graphsid dfx:ria:9cd8da22-cfad-8737-e86d-8f8d99981255

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GALLATIN FINANCIAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Mar 23, 2007
First registration: Mar 26, 2007
Dual registered: no
Other names: MATTHEW ARNDT
IAPD individual key: 5290358

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GALLATIN FINANCIAL ADVISORS, LLC	State registered	Aug 6, 2012	n/a	yes	MEQUON, WI	Current employment
BALANCED ASSET STRATEGIES, LTD.	Former SEC adviser	May 19, 2010	Oct 9, 2012	no	LA GRANGE, IL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 26, 2008	May 17, 2010	no	LOMBARD, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 26, 2007	Dec 10, 2007	no	SAN TAN VALLEY, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BALANCED ASSET STRATEGIES, LTD.	GALLATIN FINANCIAL ADVISORS, LLC	Oct 9, 2012	Aug 6, 2012	-64	Firm change after gap	RIA to state RIA
COMMONWEALTH FINANCIAL NETWORK	BALANCED ASSET STRATEGIES, LTD.	May 17, 2010	May 19, 2010	2	Firm change	Ibd to RIA
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Dec 10, 2007	Aug 26, 2008	260	Firm change	Other

Relationships

Registered with (4)

→ GALLATIN FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Aug 6, 2012 to presentfactForm ADV
→ BALANCED ASSET STRATEGIES, LTD.Registered adviserregistration: previous registration
May 19, 2010 to Oct 9, 2012factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 26, 2008 to May 17, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 26, 2007 to Dec 10, 2007factForm ADV

Dated events

No dated event names this entity yet.