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Advisor at MMA SECURITIES LLC
Lexington, KY | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | No RAUM reported | Nov 15, 2022 | n/a | yes | Lexington, KY|Boston, MA|Lexington, KY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 11, 2009 | Dec 2, 2021 | no | LEXINGTON, KY|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | MMA SECURITIES LLC | Dec 2, 2021 | Nov 15, 2022 | 348 | Firm change | Other |