DFX Intelligence

O•••••• J• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industrynot currently registered

O•••••• J• C••••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

CHARLOTTE, NC | Charleston, SC

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Search this name across graphsid dfx:ria:9ce5942a-ace0-3803-1156-5ee0c3a9b712

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Jul 8, 2025	n/a	yes	Charleston, SC\|CHARLOTTE, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 17, 2024	Jul 1, 2025	no	CHARLESTON, SC\|MOUNT PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••• C••••••• I••••••• S•••••••• I•••	Jul 1, 2025	Jul 8, 2025	7	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 17, 2024 to Jul 1, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ce5942a-ace0-3803-1156-5ee0c3a9b712
First observed: Jul 17, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.