DFX Intelligence

B•••• C••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

B•••• C••••• S••••

Advisor at E•••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:9cea4edb-f2c7-c61b-393d-1153e0c3fcb8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Jul 22, 2016	n/a	yes	CONSHOHOCKEN, PA\|PHILADELPHIA, PA\|BALA CYNWYD, PA	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Jul 6, 2016	Jul 25, 2016	no	FLOURTOWN, PA\|BALA CYNWYD, PA\|DOYLESTOWN, PA\|PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	E•••••••• A•••••••• L••	Jul 25, 2016	Jul 22, 2016	-3	Firm change	Other
E•••••••• A•••••••• L••	F•••••••• F•••••••• A•••••••	Feb 10, 2011	Dec 4, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
14251:6627:PA:2016-07-21	Jul 25, 2016	Jul 22, 2016	PHILADELPHIA, PA	Firm change

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 5, 2006 to Feb 10, 2011factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2016 to Jul 25, 2016factForm ADV
→ F•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 4, 2006 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cea4edb-f2c7-c61b-393d-1153e0c3fcb8
First observed: Apr 5, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.