DFX Intelligence

T•••••• B•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

T•••••• B•••••• M••••••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Little Rock, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cf1270c-4eb6-3598-a103-7f33046e8ef2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Aug 1, 2017	n/a	yes	Little Rock, AR\|OVERLAND PARK, KS	Current employment
L••••• F•••••••• I••	Former SEC adviser	Dec 13, 2011	Oct 13, 2017	no	LITTLE ROCK, AR\|LITTLE ROCK, AR\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• I••	P•••• C•••••• F••••••••	Oct 13, 2017	Aug 1, 2017	-73	Bulk transfer	Other
T••••••••• F•••••••• A•••••••• L••	L••••• F•••••••• I••	Dec 8, 2011	Dec 13, 2011

Relationships

Registered with (3)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Aug 1, 2017 to presentfactForm ADV
→ L••••• F•••••••• I••Registered adviserregistration: previous registration
Dec 13, 2011 to Oct 13, 2017factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 20, 2007 to Dec 8, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cf1270c-4eb6-3598-a103-7f33046e8ef2
First observed: Jun 20, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.