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RIA / WealthAdvisor19 years in industry

JOSEPH VALENTINO SOTO

Advisor at KINGSVIEW WEALTH MANAGEMENT, LLC

GRANTS PASS, OR | Alpharetta, GA

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Search this name across graphsid dfx:ria:9cf716c6-997b-49d2-9d31-21ee3a3a8396

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSVIEW WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 1, 2011
First registration: Jun 15, 2011
Dual registered: no
Other names: Joseph Valentino Soto|JOSEPH V SOTO
IAPD individual key: 5571573

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSVIEW WEALTH MANAGEMENT, LLC	Independent wealth	Aug 3, 2018	n/a	yes	GRANTS PASS, OR\|Alpharetta, GA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 12, 2017	Jul 27, 2018	no	ALPHARETTA, GA\|ALPHARETTA, GA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 21, 2017	no	METAIRIE, LA\|KENNER, LA\|ALPHARETTA, GA\|JOHNS CREEK, GA\|ALPHARETTA, GA\|JOHNS CREEK, GA\|ALPHARETTA, GA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 15, 2011	Oct 1, 2012	no	METAIRIE, LA\|METAIRIE, LA\|KENNER, LA\|METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	KINGSVIEW WEALTH MANAGEMENT, LLC	Jul 27, 2018	Aug 3, 2018	7	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	TRUIST ADVISORY SERVICES, INC.	Jul 21, 2017	Jul 12, 2017	-9	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ KINGSVIEW WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 3, 2018 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 12, 2017 to Jul 27, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 21, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 15, 2011 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.