DFX Intelligence

J••• A•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••• A•••••• M•••••••

Advisor at H•••••• I••••••••• I•••

MADISON, WI | Deer Park, IL

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Search this name across graphsid dfx:ria:9d084acd-76ae-f302-7891-a31c14335c7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Sep 1, 2026	n/a	yes	Deer Park, IL\|Deer Park, IL\|MADISON, WI	Current employment
C•••••• I••••••••• A••••••• C••••••• I•••	Independent wealth	Feb 4, 2011	Aug 19, 2026	no	ST. CHARLES, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• A••••••• C••••••• I•••	H•••••• I••••••••• I•••	Aug 19, 2026	Sep 1, 2026	13	Firm change	RIA to RIA
W•••••• • R•••	C•••••• I••••••••• A••••••• C••••••• I•••	Feb 4, 2011	Feb 4, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
123243:19258:IL:2026-08-19	Aug 19, 2026	Sep 1, 2026	ST CHARLES, IL	Firm change

Relationships

Registered with (3)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ C•••••• I••••••••• A••••••• C••••••• I•••Registered adviserregistration: previous registration
Feb 4, 2011 to Aug 19, 2026factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 3, 2001 to Feb 4, 2011factForm ADV

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d084acd-76ae-f302-7891-a31c14335c7e
First observed: Jan 3, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.