This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$186MItem 5.F on the latest filing (2020-06-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$186M

Private client RAUM

$160MderivedItem 5.D individuals plus high net worth individuals

Private client share

86%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

38

Individual clients

0

High net worth clients

37

Private funds

1Schedule D 7.B(1)

Private fund GAV

$26.2Mgross asset value as reported per fund; never fund size

Custody, client assets

$26.2M

SEC number

801-119198

CRD

169809

Filings on the tape

1

First filed

Jun 30, 2020

Latest filed

Jun 30, 2020

Organised

Limited Liability Company, Delaware

• Occurred

  Jun 30, 2020
  First Form ADV filing

  Vertigo Strategies, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9d096bc2-52e3-693d-85dd-852f0223129e

First observed

Jun 30, 2020

Last observed

Jun 30, 2020 75 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.