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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JEFFREY BARNES HAMMOND

Advisor at LPL ENTERPRISE, LLC

DOWNERS GROVE, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 21, 1997
First registration: Jul 29, 1999
Dual registered: yes, broker-dealer
Other names: Jeffrey B Hammond|JEFFREY BARNES HAMMOND
IAPD individual key: 2905435

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	DOWNERS GROVE, IL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 6, 2018	Nov 14, 2024	no	NAPERVILLE, IL\|Frankfort, IL\|DOWNERS GROVE, IL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 25, 2014	May 10, 2018	no	CEDAR RAPIDS, IA\|BURR RIDGE, IL\|CARMEL, IN\|CEDAR RAPIDS, IA\|AMERICAN FORK, UT\|ST PETERSBURG, FL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 18, 2006	Feb 14, 2013	no	CHICAGO, IL	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jul 29, 1999	Sep 21, 2006	no	CHICAGO, IL\|CRETE, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
TRANSAMERICA FINANCIAL ADVISORS, LLC	PRUCO SECURITIES, LLC	May 10, 2018	Jun 6, 2018	27	Firm change	Ibd to ibd
VALIC FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Feb 14, 2013	Jun 25, 2014	496	Firm change after gap	Other
OSAIC FA, INC.	VALIC FINANCIAL ADVISORS, INC.	Sep 21, 2006	Oct 18, 2006	27	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 6, 2018 to Nov 14, 2024factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 25, 2014 to May 10, 2018factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 18, 2006 to Feb 14, 2013factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jul 29, 1999 to Sep 21, 2006factForm ADV

Dated events

No dated event names this entity yet.