DFX Intelligence
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Reading the graph
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Advisor at K•• W••••• M••••••••• L••
Kenedy, TX | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• W••••• M••••••••• L•• | State registered | Jun 4, 2013 | n/a | yes | Kenedy, TX|SAN ANTONIO, TX | Current employment |
| A••• H••••••• L•• | Former SEC adviser | Feb 10, 2020 | May 2, 2022 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••• H••••••• L•• | n/a | May 2, 2022 | n/a | n/a | Departure no registered destination | Departure |
| 1•• G••••• A••••••• I•• | K•• W••••• M••••••••• L•• | Jul 16, 2013 | Jun 4, 2013 | -42 |
| A••• H••••••• L•• | Former SEC adviser | Feb 1, 2019 | Dec 31, 2019 | no | SAN ANTONIO, TX | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 5, 2012 | Jul 16, 2013 | no | SAN ANTONIO, TX | Previous registration |
| M•••••• F•••••••• S••••••• C••••••••• | State registered | Oct 29, 2009 | Jan 6, 2012 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| I••••••••• P••••••••• I••• | Former SEC adviser | Oct 4, 2004 | Oct 31, 2007 | no | SAN ANTONIO, TX|SAN MARCOS, TX|BUDA, TX|SEGUIN, TX|KYLE, TX|WIMBERLY, TX|HELOTES, TX|SAN ANTONIO, TX|SANTA FE, NM|SANTA FE, NM|SALIDA, CO|HOPE, KS|EDMOND, OK|WATONGA, OK|OKLAHOMA CITY, OK|JENKS, OK|GOODLAND, KS|PAOLA, KS|Colorado Springs, CO | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Sep 9, 2002 | Aug 29, 2003 | no | SAN ANTONIO, TX | Previous registration |
| Other |
| M•••••• F•••••••• S••••••• C••••••••• | 1•• G••••• A••••••• I•• | Jan 6, 2012 | Jan 5, 2012 | -1 | Firm change | Other |
| I••••••••• P••••••••• I••• | M•••••• F•••••••• S••••••• C••••••••• | Oct 31, 2007 | Oct 29, 2009 | 729 | Firm change after gap | Other |
| A• G• E•••••• • S•••• I••• | I••••••••• P••••••••• I••• | Aug 29, 2003 | Oct 4, 2004 | 402 | Firm change after gap | Other |