This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NUVEEN ASSET MANAGEMENT, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

May 8, 2001

First registration

Dec 7, 2015

Dual registered

yes, broker-dealer

Other names

EDMUND KOSAKOWSKI|EDMUND NICHOLAS KANE|Edmund Kane|Edmund N Kane

IAPD individual key

2684700

• Occurred

  Mar 8, 2023
  Advisor changed firm

  Edmund Nicholas Kane left Pruco Securities, Llc for Nuveen Asset Management, Llc (registered 2023-07-24)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9d12ceac-83c5-e839-4dc1-b6af54e2ea27

First observed

Dec 7, 2015

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.