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Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC
RALEIGH, NC | WILMINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL ALLIANCE, LLC | Independent wealth | Jul 14, 2016 | n/a | yes | RALEIGH, NC|WILMINGTON, NC | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Aug 14, 2009 | Mar 1, 2016 | no | GREENVILLE, NC|WILMINGTON, NC | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Nov 10, 2008 | Aug 17, 2009 | no | WASHINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | FOUNDERS FINANCIAL ALLIANCE, LLC | Mar 1, 2016 | Jul 14, 2016 | 135 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | INVEST FINANCIAL CORPORATION | Aug 17, 2009 | Aug 14, 2009 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 12984:173011:NC:2016-03-01 | Mar 1, 2016 | Jul 14, 2016 | WILMINGTON, NC | Firm change |