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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Corpus Christi, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 25, 2013 | n/a | yes | Corpus Christi, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 6, 2013 | no | Rockport, TX | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jul 2, 2007 | Jun 1, 2009 | no | CORPUS CHRISTI, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 6, 2013 | Feb 25, 2013 | -9 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |