DFX Intelligence

M••••••• D• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M••••••• D• M••••

Advisor at S••••• W•••••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:9d23f715-ef78-26cb-9999-f342092791fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W•••••	State registered	Jan 14, 2022	n/a	yes	COLORADO SPRINGS, CO	Current employment
S••••• W•••••	State registered	Sep 23, 2021	Dec 31, 2021	no	COLORADO SPRINGS, CO	Previous registration

Relationships

Registered with (1)

→ S••••• W•••••Registered adviserregistration: previous registration
Sep 23, 2021 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d23f715-ef78-26cb-9999-f342092791fe
First observed: Sep 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.