DFX Intelligence

G•••••• N••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

G•••••• N••••• J••••

Advisor at B••••• P••••• A•••••••• L••

Asheville, NC | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:9d3928b8-1455-5423-3414-a0c36e138bae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Mar 29, 2022	n/a	yes	Asheville, NC\|NEWPORT BEACH, CA	Current employment
A•••••••• W••••• M••••••••• I•••	Former SEC adviser	Apr 1, 2004	Feb 24, 2022	no	CHARLOTTE, NC\|ASHEVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• W••••• M••••••••• I•••	B••••• P••••• A•••••••• L••	Feb 24, 2022	Mar 29, 2022	33	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
122326:119290:NC:2022-02-24	Feb 24, 2022	Mar 29, 2022	ASHEVILLE, NC	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Mar 29, 2022 to presentfactForm ADV
→ A•••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2004 to Feb 24, 2022factForm ADV

Dated events

Occurred
Feb 24, 2022
Advisor changed firm
G•••••• N••••• J•••• left A•••••••• W••••• M••••••••• I••• for B••••• P••••• A•••••••• L•• (registered 2022-03-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d3928b8-1455-5423-3414-a0c36e138bae
First observed: Aug 25, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.