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Reading the graph
Advisor at MORGAN STANLEY
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 8, 2018 | n/a | yes | Los Angeles, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 30, 2016 | Oct 18, 2018 | no | LOS ANGELES, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 24, 2010 | Jun 20, 2016 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Oct 18, 2018 | Oct 8, 2018 | -10 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jun 20, 2016 | Jun 30, 2016 | 10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:CA:2018-10-16 | Oct 18, 2018 | Oct 8, 2018 | LOS ANGELES, CA | Firm change |