DFX Intelligence

J••••• D••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••••• D••••• O•••••••

Advisor at C• W••••• M••••••••• L••

Folsom, CA | SCHAUMBURG, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d3ea583-268c-282c-9a9e-ba609e2b2509

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• M••••••••• L••	Independent wealth	Oct 11, 2019	n/a	yes	SCHAUMBURG, IL\|Folsom, CA	Current employment
S• A•••••••• L••	Independent wealth	Jul 1, 2019	Jan 8, 2020	no	ATLANTA, GA\|cupetino, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	C• W••••• M••••••••• L••	Jan 8, 2020	Oct 11, 2019	-89	Firm change after gap	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S• A•••••••• L••	Jun 11, 2019	Jul 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:154680:CA:2019-06-11	Jun 11, 2019	Jul 1, 2019	SUNNYVALE, CA	Firm change

Relationships

Registered with (6)

→ C• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 11, 2019 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2019 to Jan 8, 2020factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 25, 2019 to Jun 11, 2019factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d3ea583-268c-282c-9a9e-ba609e2b2509
First observed: Feb 3, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.