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Advisor at OSAIC WEALTH, INC.
PEORIA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 28, 2024 | n/a | yes | PEORIA, AZ | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jul 8, 2022 | Sep 1, 2023 | no | PEORIA, AZ|SCOTTSDALE, AZ|Phoenix, AZ | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 27, 2018 | Jul 12, 2022 | no | Scottsdale, AZ|Thousand Oaks, CA|GLENDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | May 28, 2024 | 270 | Bulk transfer | Ibd to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | SAGEPOINT FINANCIAL, INC. | Jul 12, 2022 | Jul 8, 2022 | -4 | Firm change | Ibd to ibd |