DFX Intelligence

I•• H••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

I•• H••••• I•••

CRD 127160

WESTPORT, CT

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Search this name across graphsid dfx:ria:9d5bf723-1aaa-bfb8-f91e-f208bed37f31

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2026 to Mar 11, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 34
Advisory employees: 20
Offices: 1Schedule D 1.F, beyond the principal office
CRD: 127160
Filings on the tape: 1
First filed: Mar 11, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••• A•••••• D•• P••••	Chartered Financial Analyst	WESTPORT, CT	10	18	1	no
D••••• T••••• P••••	Chartered Financial Analyst	Westport, CT	10	16

Relationships

Registered with (10)

← T••••• H••••• W•••••Advisorregistration: current employment
Jan 13, 2026 to presentfactForm ADV
← A••••• J••• B••••Advisorregistration: previous registration
May 9, 2012 to Dec 31, 2015factForm ADV
← S••• A•••••• D•• P••••Advisorregistration: previous registration
May 15, 2012 to Dec 31, 2015factForm ADV
← D••••• T••••• P••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d5bf723-1aaa-bfb8-f91e-f208bed37f31
First observed: Mar 11, 2026
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.