DFX Intelligence

A••••••• B• M••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

A••••••• B• M••••• D••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Cookeville, TN

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Search this name across graphsid dfx:ria:9d6524ad-1228-da56-f5cd-ef9dfe5efe50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 22, 2021	n/a	yes	Cookeville, TN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 10, 2020	Jan 25, 2021	no	COOKEVILLE, TN\|KNOXVILLE, TN\|Cookeville, TN\|SMITHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 25, 2021	Jan 22, 2021	-3	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Jan 23, 2020	Feb 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:TN:2021-01-25	Jan 25, 2021	Jan 22, 2021	SMITHVILLE, TN	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 22, 2018 to Jan 23, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 10, 2020 to Jan 25, 2021factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 30, 2017 to Dec 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d6524ad-1228-da56-f5cd-ef9dfe5efe50
First observed: Mar 30, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.