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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JAMES PAUL JUMP

Advisor at OSAIC WEALTH, INC.

WESTLAKE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 12, 2016
First registration: Aug 28, 2007
Dual registered: yes, broker-dealer
Other names: JIM JUMP|JIM PAUL JUMP|JAMES JUMP
IAPD individual key: 5113404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	WESTLAKE, OH	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 20, 2023	Sep 1, 2023	no	WESTLAKE, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jun 4, 2015	Jun 20, 2023	no	WESTLAKE, OH\|ORANGE VILLAGE, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 25, 2011	Jun 3, 2015	no	CLEVELAND, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 13, 2008	May 23, 2008	no	CLEVELAND, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 28, 2007	May 18, 2011	no	BROADVIEW HEIGHTS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
OSAIC FA, INC.	SAGEPOINT FINANCIAL, INC.	Jun 20, 2023	Jun 20, 2023	0	Channel change	Ibd to ibd
MML INVESTORS SERVICES, LLC	OSAIC FA, INC.	Jun 3, 2015	Jun 4, 2015	1	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	May 18, 2011	May 13, 2008	-1,100	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 20, 2023 to Sep 1, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jun 4, 2015 to Jun 20, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 25, 2011 to Jun 3, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 28, 2007 to May 18, 2011factForm ADV

Dated events

No dated event names this entity yet.