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Advisor at SALEM INVESTMENT COUNSELORS INC
WINSTON SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SALEM INVESTMENT COUNSELORS INC | Independent wealth | Aug 15, 2007 | n/a | yes | WINSTON SALEM, NC | Current employment |
| THOMPSON DAVIS ASSET MANAGEMENT | Independent wealth | Feb 9, 2007 | Aug 6, 2007 | no | WINSTON-SALEM, NC | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 15, 2002 | Jul 11, 2002 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THOMPSON DAVIS ASSET MANAGEMENT | SALEM INVESTMENT COUNSELORS INC | Aug 6, 2007 | Aug 15, 2007 | 9 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | THOMPSON DAVIS ASSET MANAGEMENT | Jul 11, 2002 | Feb 9, 2007 | 1,674 | Firm change after gap | Other |