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Reading the graph
Advisor at MORGAN STANLEY
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 27, 2010 | n/a | yes | San Francisco, CA | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 1, 2004 | Sep 8, 2010 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Aug 16, 2004 | Sep 2, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | MORGAN STANLEY | Sep 8, 2010 | Aug 27, 2010 | -12 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | WELLS FARGO INVESTMENTS, LLC | Sep 2, 2004 | Sep 1, 2004 | -1 | Firm change | Other |