DFX Intelligence

N••• C•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

N••• C•••••• E••••

Advisor at ••••••••

Clayton, MO | Charlottesville, VA

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Search this name across graphsid dfx:ria:9d85b137-8200-61b8-6908-205fd873f03d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
••••••••	Independent wealth	Mar 6, 2026	n/a	yes	Charlottesville, VA\|Clayton, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 3, 2014	Mar 10, 2026	no	CULPEPER, VA\|RICHMOND, VA\|ROANOKE, VA\|LOUISA, VA\|ROANOKE, VA\|ROANOKE, VA\|ROANOKE, VA\|CHARLOTTESVILLE, VA\|LOUISA, VA\|ORANGE, VA\|MADISON, VA\|CULPEPER, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	••••••••	Mar 10, 2026	Mar 6, 2026	-4	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:3767:VA:2026-03-10	Mar 10, 2026	Mar 6, 2026	CULPEPER, VA	Firm change

Relationships

Registered with (2)

→ ••••••••Registered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 3, 2014 to Mar 10, 2026factForm ADV

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d85b137-8200-61b8-6908-205fd873f03d
First observed: Dec 3, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.