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Advisor at STRATOS WEALTH PARTNERS, LTD
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Dec 18, 2025 | n/a | yes | San Diego, CA | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Oct 3, 2016 | Nov 17, 2025 | no | SAN DIEGO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 13, 2002 | Oct 7, 2016 | no | SAN DIEGO, CA | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Feb 1, 2002 | Jul 10, 2002 | no | LAJOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STRATOS WEALTH PARTNERS, LTD | Oct 7, 2016 | Oct 3, 2016 | -4 | Firm change | Other |
| PIPER SANDLER & CO. | WELLS FARGO ADVISORS | Jul 10, 2002 | Jun 13, 2002 | -27 | Firm change | Other |