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Advisor at SCOTT CAPITAL ADVISORS, LLC
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCOTT CAPITAL ADVISORS, LLC | Mixed wealth | Feb 23, 2022 | n/a | yes | PORTLAND, OR | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 9, 2011 | Aug 17, 2020 | no | PORTSMOUTH, NH|PORTSMOUTH, NH|PORTLAND, OR | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | May 12, 2011 | no | TACOMA, WA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 24, 2007 | Jan 3, 2011 | no | VANCOUVER, WA|TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SCOTT CAPITAL ADVISORS, LLC | Aug 17, 2020 | Feb 23, 2022 | 555 | Firm change after gap | Wirehouse to RIA |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:307980:OR:2020-08-03 | Aug 17, 2020 | Feb 23, 2022 | PORTLAND, OR | Firm change after gap |