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Advisor at LPL ENTERPRISE, LLC
MERCER ISLAND, WA | Richland, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Sep 14, 2026 | n/a | yes | MERCER ISLAND, WA|Richland, WA | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Kennewick, WA|Prosser, WA|Pasco, WA|Yakima, WA|Yakima, WA|Sunnyside, WA|Selah, WA|Richland, WA|Yakima, WA | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Kennewick, WA|Yakima, WA|Yakima, WA|Richland, WA|Yakima, WA|Prosser, WA|Pasco, WA|Sunnyside, WA|Selah, WA | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | Sep 15, 2026 | no | Kennewick, WA|Yakima, WA|Yakima, WA|Richland, WA|Yakima, WA|Prosser, WA|Pasco, WA|Sunnyside, WA|Selah, WA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 31, 2019 | Feb 13, 2026 | no | Seattle, WA|Seattle, WA|Seattle, WA|SAINT PAUL, MN|Seattle, WA|Renton, WA|Renton, WA|SEATTLE, WA|Maple Valley, WA|Renton, WA|Sunnyside, WA|YAKIMA, WA|Grandview, WA|Selah, WA|Yakima, WA|Yakima, WA|Ellensburg, WA|Yakima, WA|Prosser, WA|Kennewick, WA|Pasco, WA|Richland, WA|Richland, WA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 31, 2019 | Feb 13, 2026 | no | SAINT PAUL, MN|Seattle, WA|Seattle, WA|Seattle, WA|Seattle, WA|Renton, WA|Maple Valley, WA|Renton, WA|SEATTLE, WA|Renton, WA|Sunnyside, WA|Grandview, WA|Selah, WA|Yakima, WA|Ellensburg, WA|Yakima, WA|Yakima, WA|YAKIMA, WA|Richland, WA|Kennewick, WA|Pasco, WA|Prosser, WA|Richland, WA | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jun 22, 2015 | Jun 4, 2019 | no | Tacoma, WA|SEATTLE, WA|SEATTLE, WA|Seattle, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | LPL ENTERPRISE, LLC | Sep 15, 2026 | Sep 14, 2026 | -1 | Firm change | Ibd to ibd |
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| KEY INVESTMENT SERVICES LLC | U.S. BANCORP INVESTMENTS, INC. | Jun 4, 2019 | May 31, 2019 | -4 | Firm change | Ibd to ibd |